Business Continuity - Bill Good Marketing

Business Continuity

Bill Good Marketing

Business Continuity Plan (BCP)

There are 10 critical elements of a BCP specified in FINRA Rule 4370.
We are addressing those elements critical to the continuation of Bill Good Marketing.
We are not a “member” but for the purposes of this plan, we will consider that we are.

Those elements not applicable are so marked.

(1) Data back -up and recovery (hard copy and electronic);

(2) All mission-critical systems;

(3) Financial and operational assessments;

(4) Alternate communications between customers and the member;

(5) Alternate communications between the member and its employees;

(6) Alternate physical location of employees;

(7) Critical business constituent, bank, and counter-party impact;

(8) Regulatory reporting; (N.A.)

(9) Communications with regulators; (N.A,) and

(10) How the firm will assure customers prompt access to their data and service.


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