Bill Good Marketing
Business Continuity Plan (BCP)
There are 10 critical elements of a BCP specified in FINRA Rule 4370.
We are addressing those elements critical to the continuation of Bill Good Marketing.
We are not a “member” but for the purposes of this plan, we will consider that we are.
We are addressing those elements critical to the continuation of Bill Good Marketing.
We are not a “member” but for the purposes of this plan, we will consider that we are.
Those elements not applicable are so marked.
(1) Data back -up and recovery (hard copy and electronic);
(2) All mission-critical systems;
(3) Financial and operational assessments;
(4) Alternate communications between customers and the member;
(5) Alternate communications between the member and its employees;
(6) Alternate physical location of employees;
(7) Critical business constituent, bank, and counter-party impact;
(8) Regulatory reporting; (N.A.)
(9) Communications with regulators; (N.A,) and
(10) How the firm will assure customers prompt access to their data and service.